General Terms and Conditions

1. All remarks and footnotes stated in any relevant promotional materials shall form part of the promotional terms and conditions.
2. All brokerage fee rebate amount under this promotion will be converted to and paid in Hong Kong Dollar at the prevailing exchange rate designated by The Hongkong and Shanghai Banking Corporation Limited (the “Bank”) from time to time.
3. All offers under this promotion are provided subject to the prevailing regulatory requirements.
4. The Bank reserves the right to change these Terms and Conditions at any time and the offer may be withdrawn by the Bank at its discretion without prior notice.
5. Where there is any discrepancy between the Chinese and English versions of these terms and conditions, the English version shall apply and prevail.
6. In the event of a dispute arising out of this promotion, the decision of the Bank shall be final and conclusive.
7. All the terms and conditions listed above are governed by and construed in accordance with the laws of HKSAR.

Terms and Conditions for Weekly and Grand Lucky Draws (the “Lucky Draws”)

1. The promotion runs from 28 June 2010 to 17 December 2010 with both dates inclusive (the “Lucky Draw Promotional Period”).
2. The Lucky Draws are exclusive to personal customers of the Bank (the “Customers”).
3. During the Lucky Draw Promotional Period, there will be 25 Weekly Lucky Draws and 2 Grand Lucky Draws.  By subscribing any Initial Public Offering or successfully completing one local securities purchase or sale transaction (excluding any purchase under Stocks Monthly Investment Plan) via HSBC Personal Internet Banking (www.ebanking.hsbc.com.hk) or Stock Express (www.hsbc.com.hk/stockexpress) during any one of the relevant transaction periods shown below via an account in which Customer is the sole or principal accountholder. Effective from 20 September 2010 till 17 December 2010, eligible transactions for entering Weekly and Final Grand Lucky Draws include any Initial Public Offering subscription or successful local securities or U.S. stock purchase or sale transactions (excluding any purchase under Stocks Monthly Investment Plan) via HSBC Personal Internet Banking (www.ebanking.hsbc.com.hk), Stock Express (www.hsbc.com.hk/stockexpress) or HSBC Mobile Banking(www.hsbc.com.hk). Customer can participate once in the relevant Weekly Lucky Draw and each of the two Grand Lucky Draws.  In case of a joint account, only the principal accountholder is eligible to participate in the Lucky Draws.

   	Relevant Transaction Period
   Weekly Lucky Draw	1st week: 28 Jun – 2 Jul 2010 2nd week: 5 Jul – 9 Jul 2010 3rd week: 12 Jul – 16 Jul 2010 4th week: 19 Jul – 23 Jul 2010 5th week: 26 Jul – 30 Jul 2010 6th week: 2 Aug – 6 Aug 2010 7th week: 9 Aug – 13 Aug 2010 8th week: 16 Aug – 20 Aug 2010 9th week: 23 Aug – 27 Aug 2010 10th week: 30 Aug – 3 Sep 2010 11th week: 6 Sep – 10 Sep 2010 12th week: 13 Sep – 17 Sep 2010 13th week: 20 Sep – 24 Sep 2010 14th week: 25 Sep – 1 Oct 2010 15th week: 2 Oct – 8 Oct 2010 16th week: 9 Oct – 15 Oct 2010 17th week: 16 Oct – 22 Oct 2010 18th week: 23 Oct – 29 Oct 2010 19th week: 30 Oct – 5 Nov 2010 20th week: 6 Nov – 12 Nov 2010 21st week: 13 Nov – 19 Nov 2010 22nd week: 20 Nov – 26 Nov 2010 23rd week: 27 Nov – 3 Dec 2010 24th week: 4 Dec – 10 Dec 2010 25th week: 11 Dec – 17 Dec 2010
   Grand Lucky Draw	Interim : 28 Jun – 27 Aug 2010 Final : 28 Jun – 17 Dec 2010

   Local securities or U.S. stock purchase or sale transaction which is eligible to enter into the Weekly and Grand Lucky Draw is based on Hong Kong date and time. Eligible transaction date is based on the Hong Kong dates listed above, while eligible transaction time counts from Hong Kong time 0:00 and ends at 23:59 of each transaction day listed above.
4. There will be a total of 250 items under the 25 Weekly Lucky Draws, including :
   1. 1-carat diamond,
   2. Unit Trusts or Deposit Plus worth HK$70,000 at customer’s choice,
   3. Tracker Fund of Hong Kong worth HK$68,888,
   4. AUD, NZD, GBP, CAD or EUR cash credit worth HK$68,888 at customer’s choice,
   5. Growth set of 2006 Bordeaux Red Wine worth HK$110,000,
   6. 999.9 gold egg weigh 1 tael,
   7. Designated Foreign Currency deposit worth HK$10,000,and
   8. Cash coupons worth HK$1,000.
   Prizes for each Weekly Lucky Draw together with its relevant Terms and Conditions will be available at www.hsbc.com.hk during the relevant transaction period.
5. One winner was drawn at the Interim Grand Lucky Draw at the end of August 2010 and won 100 taels of 999.9 gold bricks.
6. One winner will be drawn at the Final Grand Lucky Draw at the end of December 2010 to win an apartment at the YOHO MIDTOWN by Sun Hung Kai Properties with gross floor area of 621 square feet.  The winner has to bear all applicable charges that may incur to a first hand property buyer including but not limited to stamp duty, legal charges and other miscellaneous fees.  The entitlement to this prize will be forfeited if the winner fails to pay for such fees and charges in a timely manner.
7. Draws will take place on or before the following Thursday after each relevant transaction period.  Winning notification will be mailed to the winners on or before the last day of the following month after the draw at the winner’s local correspondence address. Winner lists (including winners’ surname and first 4 digits of HKID/ passport) for Weekly Lucky Draw and Final Grand Lucky Draw will be published in www.hsbc.com.hk or any local newspaper in the following week after the draw.
8. Unit trusts, bonds or Deposit Plus worth HK$70,000 at customer’s choice will be offered to winner who may select to buy unit trusts, bonds or Deposit Plus available at any HSBC branch within one month after the issuance date of the winning notification, according to the prevailing market price at the time of subscription/deposit placement and/or prevailing foreign exchange rate if foreign exchange is required on the date of subscription/deposit placement at the Bank’s discretion, subject to a maximum amount of HK$70,000.  Subscription fee for unit trusts, bonds and Deposit Plus will be levied.
9. Tracker Fund of Hong Kong worth HK$68,888 will be offered to winner who may effect the purchase of the Tracker Fund of Hong Kong at any HSBC branches within one month after the issuance date of the winning notification, according to the prevailing market price at the time of purchase with the maximum number of board lots purchased subject to a maximum amount of HK$68,888.  No refund of the remaining balance will be made.  Standard brokerage fee will be waived.
10. AUD, NZD, GBP, CAD or EUR cash credit worth HK$68,888 at customer’s choice will be offered to winner who may select the preferred currency among the designated foreign currencies (i.e. AUD, NZD, GBP, CAD and EUR) at any HSBC branch within one month after the issuance date of the winning notification, according to the prevailing foreign exchange rate on the day of credit at the Bank’s discretion, subject to a maximum amount of HK$68,888.  The cash credit will be credited to the foreign currency account which the winner holds as the sole or principal accountholder.  If the winner holds multiple foreign currency accounts, he/she will receive the cash credit in his/her sole account, in the absence of which the cash credit will be made to his/her joint account which he/she is the principal accountholder.  If the winner does not have a foreign currency account, the cash credit will be credited in Hong Kong Dollar to one of his/her Hong Kong Dollar accounts with the Bank at its discretion.
11. AUD, NZD, GBP, CAD or EUR cash credit worth HK$10,000 will be credited to the foreign currency account which the winner holds as the sole or principal accountholder automatically on or before the last day of the following month after the draw according to the prevailing foreign exchange rate on the day of credit at the Bank’s discretion, subject to a maximum amount of HK$10,000.  If the winner holds multiple foreign currency accounts, he/she will receive the cash credit in his/her sole account, in the absence of which the cash credit will be made to his/her joint account which he/she is the principal accountholder.  If the winner does not have a foreign currency account, the cash credit will be credited in Hong Kong Dollar to one of his/her Hong Kong Dollar accounts with the Bank at its discretion.
12. The Bank reserves the right to offer alternative prize if any prize is not available or under special situation.
13. The Bank assumes no responsibility for the quality of products and services related to the prizes and the supplying merchants. 
14. All prizes cannot be converted into cash unless stated otherwise and the use of the prizes is subject to the terms and conditions printed on the winning notification and stipulated by the supplying merchants.
15. The entitlement to any prizes will be forfeited if the winner does not maintain any account with the Bank when the winning notification is mailed out or refuse to participate in relevant prize presentation ceremony.

Risk disclosure: Investment involves risk.  You should carefully consider whether any investment products or services mentioned herein are appropriate for you in view of your investment experience, objectives, financial resources and relevant circumstances.  The price of securities may move up or down.  Losses may be incurred as well as profits made as a result of buying and selling securities.  This document does not constitute an offer for the purchase or sale of any investment products.

The contents of this document have not been reviewed by the Securities and Futures Commission.